![]() ![]() 7 Global Processing Overview File Input GTR Connectivity Data Center Access and Security GTR Entitlements Web GUI Entitlement Secure FTP Entitlement GTR Sign on Process Trade submission GTR Upload Process OTC Lite Cross Asset Messaging OTC Lite Message Template Valuation and Collateral Reporting GTR CSV File Footer Message GTR Batch Cut-off Requirements Message Usage Reporting a New Trade Reporting a Post Trade Event Reporting a Trade Exit Lifecycle Event Reporting Correcting Life Cycle Events The following table summarizes the events supported by the GTR Message Workflows DIAGRAM DIAGRAM DIAGRAM Copyright by DTCC Deriv/SERV LLC of 68ģ DIAGRAM DIAGRAM DIAGRAM Message Validation Validation Stages Business validation ESMA Regulatory validation Response Messages CSV-Batch Download Report (Spreadsheet Download Report) End-of-Day Warning Report Generation Rules Dual-sided reporting Introduction Identifying reporting model Independent reporting rules Full Delegation reporting rules Delegated Reporting Functionality Matrix Trade Identification Introduction of UTI & Principles applied by the GTR for OTC Lite Upstream workflow UTI Lock UTI Lock Exceptions: Inter-TR Reconciliation Trade Pairing Trade Matching Fields and Rules Participant Reporting Downloading Reports off the Portal Reports available for all Asset Classes ACK/NACK Copyright by DTCC Deriv/SERV LLC of 68Ĥ Warning Report GTR ESMA OTC Position Report GTR ESMA OTC Activity Report ESMA Match Status Report ESMA UTI Conflict or Pair LEI Break Report Appendix A Useful Links Regulatory Background ESMA Final Draft Technical Standards Summary of the ESMA Technical Standards EMIR vs. ![]() This document should be read together with the business requirements for OTC Lite Copyright by DTCC Deriv/SERV LLC of 68Ģ 1. Readers should not infer approval by ESMA of the content of this document. The EMIR business requirements detailed herein represent the DTCC GTR proposed implementation of trade reporting to enable firms to comply with EMIR. 1 DTCC GTR OTC Lite User Guide April 2014 The European Securities and Markets Authority (the "ESMA") have not approved or otherwise sanctioned the information contained in this document. ![]()
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